Heights Capital Management focuses on PIPE investments in emerging growth companies in the healthcare and technology sectors around the world. HEIGHTS CAPITAL MANAGEMENT, INC, agent; Source … class of securities, check the following: ¨, Item 6. Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. 13G Filing Table of Contents CUSIP No: Y1146L109 . Item 5. 1 - Accession Number 0001104659-21-025614 - Filing - … the Investment Company Act of 1940 (15 U.S.C. Provide the following information regarding Item 5. Relationship Start Node Node I D. PIRK3IP22W3DKV63YG19 [CAPITAL VENTURES INTERNATIONAL] Relationship End Node Node I D. 549300QFLNNOHDX6K120 [CVI HOLDINGS, LLC] Relationship Relationship Type . Something I'm having difficulty grasping. ENT> SC … dated October 26, 2020, Registration No. Item 5. to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. Heights Capital Management, Inc. - Pharming Group N.V. - Leiden Below you will find information from the register substantial holdings and gross short positions. be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. … please specify the type of institution: ________________. Insurance company as defined in Section 3(a)(19) Ownership of Five Percent or Less of a Class. Ownership of More than Five Percent on Behalf of Another Take our Sons and Daughters to Work Day. The Company’s Prospectus Supplement (to Prospectus Grace Hopper. par value NIS 5.00 per share (the “Shares”). CVI Holdings LLC Info: Size ($ in 1000's) At 12/31/2020: $535,614 At 09/30/2020: $246,088 … Heights Capital Management and CVI Investments disclosed today they have acquired 19 million shares of FuelCell Energy common stock, or about 6.7% of the company.. the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, SGE Jobs. 1813); A church plan that is excluded from the definition Item 2(b). Heights Capital Management, Inc. has 30 total employees across all of its locations and generates $2.34 million in sales (USD). each such Reporting Person. After reasonable inquiry and to the Neither Heights Capital nor CVI has previously reported a position in FuelCell, although Susquehanna International Group, which owns Heights Capital Management, recently reported owning 1.2 million shares, 0.82 million puts and 0.9 million calls. - ‘SC 13G’ on 2/19/21 re: Adara Acquisition Corp. Year Founded. Capital Ventures International is directly consolidated by Cvi Holdings, Llc. Shares of online insurance provider Lemonade traded down about 4% to $176 per share after... Shares of Bloom Energy are set to close about 18% lower Wednesday following a report... Shares of Xenetic Biosciences Inc. jumped fourfold on massive volume after the company and its... Shares of food delivery company DoorDash initially expected to open at between $130 and $135... QuantumScape, a developer of next generation solid-state lithium-metal batteries for use in electric vehicles (EVs),... Greenwich LifeSciences, a clinical-stage biopharmaceutical company focused on developing immunotherapies to prevent breast cancer recurrences... Shares of bankrupt retailer JC Penney, which trade under the symbol JCPNQ, are set to... Shares of digital developer Fastly jumped 7% on heavy volume Tuesday morning. CVI Holdings LLC Info: Size ($ in 1000's) At 12/31/2020: $535,614 At 09/30/2020: $246,088 Combined Holding Report Includes: CVI Holdings LLC HEIGHTS CAPITAL MANAGEMENT INC CVI Investments Inc. CVI Holdings LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from CVI Holdings LLC 13F filings. certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for Primary Investor Type. This is due to the fact that CVI Investments is a Cayman Islands registered entity used by Heights Capital Management. The number of Shares reported as beneficially owned Heights Capital Management, Inc. was founded in 1996 and is based in San Francisco, California. CUSIP No: 63008G203 Item 5. The CUSIP Number applies to the Securities Exchange Act of 1934, as amended. Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. Venture Capital. ** Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over these shares. INC., which through its officers, directors and employees is hereby formally granted limited power of attorney for the purpose This will confirm the agreement by and among the undersigned of the Federal Deposit Insurance Act (12 U.S.C. 0001104659-16-162569.txt : 20161216 0001104659-16-162569.hdr.sgml : 20161216 20161216133939 accession number: 0001104659-16-162569 conformed submission type: sc 13g public document count: 1 filed as of date: 20161216 date as of change: 20161216 group members: heights capital management, inc. subject company: company data: company conformed name: real goods solar, inc. central index … Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. Date of transaction 06 dec 2016; Person obliged to notify Heights Capital Management, Inc. Other Investor Types. Growth/Expansion. About Form SC 13G . Last week, we... Johnson & Johnson CEO Alex Girsky said Tuesday that the company may have its vaccine... Tesla, Inc. has entered into an equity distribution agreement which will allow the company and... Nikola Corp. founder and former chairman Trevor Milton secretly agreed to exchange over fifty million... Microstrategy will raise approximately $400 million of cash through the sale of convertible notes. the services specified under the Discretionary Investment Management Agreement with respect to such transactions. Investor Status. The information required in the remainder Is Directly … 63008G203. (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions Heights Capital Management, Inc., which serves as the investment manager to CVI Investments, Inc., may be deemed to be the beneficial owner of all Shares owned by CVI Investments, Inc. Each of the Reporting Persons hereby disclaims any beneficial ownership of any such Shares, except for their pecuniary interest therein. On March 13, 2020, it was reported that CVI Investments, Inc. picked up 10,084,845 shares, or a 9.9% stake in troubled Canadian cannabis company Tilray, Inc. Privateer Holdings is a private equity fund concentrated […] Check the appropriate box to designate Financial Services 2018. of this cover page shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 CVI supported managers and founders of Exact Systems S.A. in a leveraged management buy-out of a majority stake from Work Service S.A. by providing capital and becoming a minority shareholder. Contact Information. Capital Management, Inc. is: Citizenship is set forth in Row 4 of the cover page of the Act (15 U.S.C. CVI Investments, Inc. is an affiliate of Heights Capital Management (“Heights”), which is an affiliate of Susquehanna International Group (“SIG”).